Trading day

Results: 1059



#Item
881Complaint: Robert Todd Beardsley And George Lindenberg

Complaint: Robert Todd Beardsley And George Lindenberg

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Source URL: www.sec.gov

Language: English - Date: 2008-11-20 11:24:18
882SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]May 28, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Ru

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]May 28, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2014-05-29 10:07:41
883Administrative Proceeding: Biremis Corporation, Peter Beck, and Charles Kim

Administrative Proceeding: Biremis Corporation, Peter Beck, and Charles Kim

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Source URL: www.sec.gov

Language: English - Date: 2012-12-18 13:45:17
884UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2013 INVESTMENT ADVISERS ACT OF 1940

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2013 INVESTMENT ADVISERS ACT OF 1940

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Source URL: www.sec.gov

Language: English - Date: 2013-12-18 13:44:25
885SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]June 9, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings to Determine Whether to Approv

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]June 9, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings to Determine Whether to Approv

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Source URL: www.sec.gov

Language: English - Date: 2014-06-10 09:00:51
886UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2013 INVESTMENT COMPANY ACT OF 1940

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2013 INVESTMENT COMPANY ACT OF 1940

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Source URL: www.sec.gov

Language: English - Date: 2013-12-18 13:42:40
887SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 13, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 13, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2013-11-14 08:09:30
888C:�kfiles�igation�nions48707.wpd

C:kfilesigationnions48707.wpd

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Source URL: www.sec.gov

Language: English - Date: 2003-10-28 10:58:27
889SR-Topaz[removed]December 23, 2013 Page 14 of 20 Exhibit 5 Text of the Proposed Rule Change

SR-Topaz[removed]December 23, 2013 Page 14 of 20 Exhibit 5 Text of the Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2014-01-03 09:41:10
890SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]November 26, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to P

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]November 26, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to P

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Source URL: www.sec.gov

Language: English - Date: 2013-11-27 09:08:51